OEICS and UT Administration
OEICS and UT Adminstration.

Background:
With effect from 12 February 2007 the new CIS Regulatory Sourcebook covers the day to day operations of all OEICS and Unit Trusts. Many OEICS and Unit Trust operations now become identical.

This course covers the whole administration process under COLL for both OEICS and Unit Trusts. It also covers the remaining differences and also details the new types of Authorised schemes.

The course provides a useful practical review of all the main Administrative Operations in both OEICS and Unit Trusts. Therefore it is useful for those who have seen only one aspect and want an overview or for those who want a refresher on Fund Administration.

Delegates:
- Staff employed by Scheme Operators and Outsourcing Operations
- Managers, Authorised Corporate Directors, Trustees, Custodians and Depositories
- It Executives marketing or developing Mutual Funds Systems
- Custodians and Providers of Third Party Administration Services.
- Auditors, Accountants and Lawyers (CPD/CPE credit) 



Summary Content:
- Background, structure and legislation regulations
- Documentation
- Investor Relations
- Valuation and Pricing Retail / Non Retail Funds
- Dealing - Retail/ Non Retail Funds
- Equalisation
- Distributors
- Title and Registers
- Other Areas: Client Money, Complaints, Tax
- Common Mistakes and Errors
- Compliance Breaches
- Investment and Borrowing Powers
 
Course Dates
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Key Details
Provided by:
Investment Education Plc


 
Duration2 days
 
£780
per delegate